Audience
- Compliance Officers
- Internal Auditors
- BSA Officers
- Risk Managers
- COOs
- Other compliance personnel (regardless of prior training or experience)
- Enrollment will be limited to ensure greater interaction with the instructor case leaders and peers.
- CPE credit is available.
Instructor
Terri Thomas, J.D.
Legal Department Director for the Kansas Bankers Association
Terri Thomas, J.D. is Legal Department Director for the Kansas Bankers Association, and manager of its subsidiary, Kansas Bankers Consulting Services, LLC. She frequently speaks at national and state banking association programs and serves as a faculty member at the Graduate School of Banking at Wisconsin, Kansas Bankers Association, Missouri Bankers Association, and other schools.
pick a registration option:
Barret Compliance Series, All-Access Pass (3 Days)
Get all three days of our best Compliance programs!
- Lending Compliance
- Operations/Deposit Compliance
- Bank Secrecy/Anti-Money Laundering
In-Person and Virtual (Zoom) Available: $795
Lending Compliance
Oct. 29
9:00-4:00 CST
- Fair lending/Reg B
- ATR-QM
- HPML/HOEPA
- Lending to service members
- Mortgage origination, including TRID
- Mortgage servicing
- RESPA Anti-Kickback Rule developments
- Appraisal issues
- Flood insurance- updated FAQs
- FCRA Litigation
- Fair Debt Collections Practices Act
- Cosignor vs Guarantor Issues
- Valid When Made/True Lender Doctrines
- UCC Article 9 Developments Bankruptcy update
In-Person and Virtual (Zoom) Available: $345
Operations, Deposit, BSA, AML
Oct. 30 (Ops/Deposit) from 9:00-4:00 CST
Oct. 31 (BSA/AML) from 9:00-12:00 CST
Topics:
- Reg CC
- Reg DD
- Reg D
- Reg E
- Converting Retail Accounts and Charging Fees on Free Accounts
- Garnishments and Garnishing Federal Benefit Payments
- Privacy
- Social media and advertising
- UDAAP developments
- NACHA Rule Updates
- Wire transfer and ACH fraud issues
- Mobile/Remote Deposit
- Technology Litigation
- ADA Website Accessibility guidelines
- IRS Tax Reporting update
- Cybersecurity Risks and Mitigation
In-Person and Virtual (Zoom) Available: $475
BSA, AML
Oct. 31
9:00-12:00 CST
Topics:
- FFIEC Exam Procedures and risk assessments
- Suspicious Activity Reporting
- CIP
- Beneficial Ownership
- Cannabis and Hemp
- Elder financial abuse
- Recent penalties